Header:
TEXAS ADMINISTRATIVE CODE
TITLE 30. ENVIRONMENTAL QUALITY
PART 1. TEXAS COMMISSION ON ENVIRONMENTAL QUALITY
CHAPTER 290. PUBLIC DRINKING WATER
SUBCHAPTER D. RULES AND REGULATIONS FOR PUBLIC WATER SYSTEMS
Date:
03/06/2014
Document:
§ 290.39. General Provisions
(a) Authority for requirements. Texas Health and Safety Code (THSC), Chapter 341, Subchapter C prescribes the duties of the commission relating to the regulation and control of public drinking water systems in the state. The statute requires that the commission ensure that public water systems: supply safe drinking water in adequate quantities, are financially stable and technically sound, promote use of regional and area-wide drinking water systems, and review completed plans and specifications and business plans for all contemplated public water systems not exempted by THSC, § 341.035(d). The statute also requires the commission be notified of any subsequent material changes, im-provements, additions, or alterations in existing systems and, consider compliance history in approving new or modified public water systems. Texas Water Code (TWC), Chapter 13, Subchapter E, § 13.1395, prescribes the duties of the commission relating to standards for emergency operations of affected utilities. The statute requires that the commis-sion ensure that affected utilities provide water service as soon as safe and practicable during an extended power outage following the occurrence of a natural disaster.
(b) Reason for this subchapter and minimum criteria. This subchapter has been adopted to ensure regionalization and area-wide options are fully considered, the inclusion of all data essential for comprehensive consideration of the contemplated project, or improvements, additions, alterations, or changes thereto and to establish minimum stand-ardized public health design criteria in compliance with existing state statutes and in accordance with good public health engineering practices. In addition, minimum acceptable financial, managerial, technical, and operating practices must be specified to ensure that facilities are properly operated to produce and distribute safe, potable water.
(c) Required actions and approvals prior to construction. A person may not begin construction of a public drinking water supply system unless the executive director determines the following requirements have been satisfied and approves construction of the proposed system.
(1) A person proposing to install a public drinking water system within the extraterritorial jurisdiction of a munici-pality; or within 1/2-mile of the corporate boundaries of a district, or other political subdivision providing the same service; or within 1/2-mile of a certificated service area boundary of any other water service provider shall provide to the executive director evidence that:
(A) written application for service was made to that provider; and
(B) all application requirements of the service provider were satisfied, including the payment of related fees.
(2) A person may submit a request for an exception to the requirements of paragraph (1) of this subsection if the application fees will create a hardship on the person. The request must be accompanied by evidence documenting the financial hardship.
(3) A person who is not required to complete the steps in paragraph (1) of this subsection, or who completes the steps in paragraph (1) of this subsection and is denied service or determines that the existing provider's cost estimate is not feasible for the development to be served, shall submit to the executive director:
(A) plans and specifications for the system; and
(B) a business plan for the system.
(4) Emergency Preparedness Plan for Public Water Systems that are Affected Utilities.
(A) Each public water system that is also an affected utility, as defined by § 290.38(1) of this title (relating to Defi-nitions), is required to submit to the executive director, receive approval for, and adopt an emergency preparedness plan in accordance with § 290.45 of this title (relating to Minimum Water System Capacity Requirements) using either the template in Appendix J of § 290.47 of this title (relating to Appendices) or another emergency preparedness plan that meets the requirements of this section. Emergency preparedness plans are required to be prepared under the direction of a licensed professional engineer when an affected utility has been granted or is requesting an alternative capacity requirement in accordance with § 290.45(g) of this title, or is requesting to meet the requirements of TWC, § 13.1395, as an alternative to any rule requiring elevated storage, or as determined by the executive director on a case by case basis.
(B) Each affected utility that supplies, provides, or conveys surface water to wholesale customers shall include in its emergency preparedness plan under subparagraph (A) of this paragraph provision for the actual installation and maintenance of automatically starting auxiliary generators or distributive generation facilities for each raw water intake pump station, water treatment plant, pump station, and pressure facility necessary to provide water to its wholesale customers.
(C) The executive director shall review an emergency preparedness plan submitted under subparagraph (A) of this paragraph. If the executive director determines that the plan is not acceptable, the executive director shall recom-mend changes to the plan. The executive director must make its recommendations on or before the 90th day after the executive director receives the plan. In accordance with commission rules, an emergency preparedness plan must in-clude one of the options listed in § 290.45(h)(1)(A) - (H) of this title.
(D) Each affected utility shall install any required equipment to implement the emergency preparedness plan ap-proved by the executive director immediately upon operation.
(E) The executive director may grant a waiver of the requirements for emergency preparedness plans to an af-fected utility if the executive director determines that compliance with this section will cause a significant financial burden on customers of the affected utility. The affected utility shall submit financial, managerial, and technical in-formation as requested by the executive director to demonstrate the financial burden.
(d) Submission of plans.
(1) Plans, specifications, and related documents will not be considered unless they have been prepared under the direction of a licensed professional engineer. All engineering documents must have engineering seals, signatures, and dates affixed in accordance with the rules of the Texas Board of Professional Engineers.
(2) Detailed plans must be submitted for examination at least 30 days prior to the time that approval, comments or recommendations are desired. From this, it is not to be inferred that final action will be forthcoming within the time mentioned.
(3) The limits of approval are as follows.
(A) The commission's public drinking water program furnishes consultation services as a reviewing body only, and its licensed professional engineers may neither act as design engineers nor furnish detailed estimates.
(B) The commission's public drinking water program does not examine plans and specifications in regard to the structural features of design, such as strength of concrete or adequacy of reinforcing. Only the features covered by this subchapter will be reviewed.
(C) The consulting engineer and/or owner must provide surveillance adequate to assure that facilities will be con-structed according to approved plans and must notify the executive director in writing upon completion of all work. Planning materials shall be submitted to the Texas Commission on Environmental Quality, Water Supply Division, MC 153, P.O. Box 13087, Austin, Texas 78711-3087.
(e) Submission of planning material. In general, the planning material submitted shall conform to the following requirements.
(1) Engineering reports are required for new water systems and all surface water treatment plants. Engineering reports are also required when design or capacity deficiencies are identified in an existing system. The engineering report shall include, at least, coverage of the following items:
(A) statement of the problem or problems;
(B) present and future areas to be served, with population data;
(C) the source, with quantity and quality of water available;
(D) present and estimated future maximum and minimum water quantity demands;
(E) description of proposed site and surroundings for the water works facilities;
(F) type of treatment, equipment, and capacity of facilities;
(G) basic design data, including pumping capacities, water storage and flexibility of system operation under normal and emergency conditions; and
(H) the adequacy of the facilities with regard to delivery capacity and pressure throughout the system.
(2) All plans and drawings submitted may be printed on any of the various papers which give distinct lines. All prints must be clear, legible and assembled to facilitate review.
(A) The relative location of all facilities which are pertinent to the specific project shall be shown.
(B) The location of all abandoned or inactive wells within 1/4-mile of a proposed well site shall be shown or re-ported.
(C) If staged construction is anticipated, the overall plan shall be presented, even though a portion of the con-struction may be deferred.
(D) A general map or plan of the municipality, water district, or area to be served shall accompany each proposal for a new water supply system.
(3) Specifications for construction of facilities shall accompany all plans. If a process or equipment which may be subject to probationary acceptance because of limited application or use in Texas is proposed, the executive director may give limited approval. In such a case, the owner must be given a bonded guarantee from the manufacturer cov-ering acceptable performance. The specifications shall include a statement that such a bonded guarantee will be pro-vided to the owner and shall also specify those conditions under which the bond will be forfeited. Such a bond will be transferable. The bond shall be retained by the owner and transferred when a change in ownership occurs.
(4) A copy of each fully executed sanitary control easement and any other documentation demonstrating compli-ance with § 290.41(c)(1)(F) of this title (relating to Water Sources) shall be provided to the executive director prior to placing the well into service. Each original easement document, if obtained, must be recorded in the deed records at the county courthouse. Section 290.47(c) of this title includes a suggested form.
(5) Construction features and siting of all facilities for new water systems and for major improvements to existing water systems must be in conformity with applicable commission rules.
(f) Submission of business plans. The prospective owner of the system or the person responsible for managing and operating the system must submit a business plan to the executive director that demonstrates that the owner or op-erator of the system has available the financial, managerial, and technical capability to ensure future operation of the system in accordance with applicable laws and rules. The executive director may order the prospective owner or op-erator to demonstrate financial assurance to operate the system in accordance with applicable laws and rules as spec-ified in Chapter 37, Subchapter O of this title (relating to Financial Assurance for Public Drinking Water Systems and Utilities), or as specified by commission rule, unless the executive director finds that the business plan demonstrates adequate financial capability. A business plan shall include the information and be presented in a format prescribed by the executive director. For community water systems, the business plan shall contain, at a minimum, the following elements:
(1) description of areas and population to be served by the potential system;
(2) description of drinking water supply systems within a two-mile radius of the proposed system, copies of written requests seeking to obtain service from each of those drinking water supply systems, and copies of the responses to the written requests;
(3) time line for construction of the system and commencement of operations;
(4) identification of and costs of alternative sources of supply;
(5) selection of the alternative to be used and the basis for that selection;
(6) identification of the person or entity which owns or will own the drinking water system and any identifiable future owners of the drinking water system;
(7) identification of any other businesses and public drinking water system(s) owned or operated by the applicant, owner(s), parent organization, and affiliated organization(s);
(8) an operations and maintenance plan which includes sufficient detail to support the budget estimate for opera-tion and maintenance of the facilities;
(9) assurances that the commitments and resources needed for proper operation and maintenance of the system are, and will continue to be, available, including the qualifications of the organization and each individual associated with the proposed system;
(10) for retail public utilities as defined by TWC, § 13.002:
(A) projected rate revenue from residential, commercial, and industrial customers; and
(B) pro forma income, expense, and cash flow statements;
(11) identification of any appropriate financial assurance, including those being offered to capital providers;
(12) a notarized statement signed by the owner or responsible person that the business plan has been prepared under his direction and that he is responsible for the accuracy of the information; and
(13) other information required by the executive director to determine the adequacy of the business plan or fi-nancial assurance.
(g) Business plans not required. A person is not required to file a business plan if the person:
(1) is a county;
(2) is a retail public utility as defined by TWC, § 13.002, unless that person is a utility as defined by that section;
(3) has executed an agreement with a political subdivision to transfer the ownership and operation of the water supply system to the political subdivision; or
(4) is a noncommunity nontransient water system and the person has demonstrated financial assurance under THSC, Chapter 361 or Chapter 382 or TWC, Chapter 26.
(h) Beginning and completion of work.
(1) No person may begin construction on a new public water system before receiving written approval of plans and specifications and, if required, approval of a business plan from the executive director. No person may begin con-struction of modifications to a public water system without providing notification to the executive director and sub-mitting and receiving approval of plans and specifications if requested in accordance with subsection (j) of this section.
(2) The executive director shall be notified in writing by the design engineer or the owner before construction is started.
(3) Upon completion of the water works project, the engineer or owner shall notify the executive director in writ-ing as to its completion and attest to the fact that the completed work is substantially in accordance with the plans and change orders on file with the commission.
(i) Changes in plans and specifications. Any addenda or change orders which may involve a health hazard or relo-cation of facilities, such as wells, treatment units, and storage tanks, shall be submitted to the executive director for review and approval.
(j) Changes in existing systems or supplies. Public water systems shall notify the executive director prior to making any significant change or addition to the system's production, treatment, storage, pressure maintenance, or distribution facilities. Public water systems shall submit plans and specifications for the proposed changes upon request. Changes to an existing disinfection process at a treatment plant that treats surface water or groundwater that is under the direct influence of surface water shall not be instituted without the prior approval of the executive director. Any long-term change in water treatment that will impact the corrosivity shall not be instituted without the prior approval of the executive director.
(1) The following changes are considered to be significant:
(A) proposed changes to existing systems which result in an increase or decrease in production, treatment, stor-age, or pressure maintenance capacity;
(B) proposed changes to the disinfection process used at plants that treat surface water or groundwater that is under the direct influence of surface water including changes involving the disinfectants used, the disinfectant appli-cation points, or the disinfectant monitoring points;
(C) proposed changes to the type of disinfectant used to maintain a disinfectant residual in the distribution system;
(D) proposed changes in existing distribution systems when the change is greater than 10% of the existing distri-bution capacity or 250 connections, whichever is smaller, or results in the water system's inability to comply with any of the applicable capacity requirements of § 290.45 of this title;
(E) proposed replacement or change of membranes modules;
(F) any other material changes specified by the executive director; and
(G) examples of long-term treatment changes that could impact the corrosivity of the water include the addition of a new treatment process or modification of an existing treatment process. Examples of modifications include switching secondary disinfectants, switching coagulants, and switching corrosion inhibitor products. Long-term changes can include dose changes to existing chemicals if the system is planning long-term changes to its finished water pH or residual inhibitor concentration. Long-term treatment changes would not include chemical dose fluctuations associated with daily raw water quality changes.
(2) The executive director shall determine whether engineering plans and specifications will be required after re-viewing the initial notification regarding the nature and extent of the modifications.
(A) Upon request of the executive director, the water system shall submit plans and specifications in accordance with the requirements of subsection (d) of this section.
(B) Unless plans and specifications are required by Chapter 293 of this title (relating to Water Districts), the execu-tive director will not require another state agency or a political subdivision to submit planning material on distribution line improvements if the entity has its own internal review staff and complies with all of the following criteria: (i) the internal review staff includes one or more licensed professional engineers that are employed by the political subdivi-sion and must be separate from, and not subject to the review or supervision of, the engineering staff or firm charged with the design of the distribution extension under review; (ii) a licensed professional engineer on the internal review staff determines and certifies in writing that the proposed distribution system changes comply with the requirements of § 290.44 of this title (relating to Water Distribution) and will not result in a violation of any provision of § 290.45 of this title; (iii) the state agency or political subdivision includes a copy of the written certification described in this sub-paragraph with the initial notice that is submitted to the executive director.
(C) Unless plans and specifications are required by Chapter 293 of this title, the executive director will not require planning material on distribution line improvements from any public water system that is required to submit planning material to another state agency or political subdivision that complies with the requirements of subparagraph (B) of this paragraph. The notice to the executive director must include a statement that a state statute or local ordinance requires the planning materials to be submitted to the other state agency or political subdivision and a copy of the written certification that is required in subparagraph (B) of this paragraph.
(3) If a certificate of convenience and necessity (CCN) is required or must be amended, the CCN application must be included with the notice to the executive director.
(k) Planning material acceptance. Planning material for improvements to an existing system which does not meet the requirements of all sections of this subchapter will not be considered unless the necessary modifications for cor-recting the deficiencies are included in the proposed improvements, or unless the executive director determines that reasonable progress is being made toward correcting the deficiencies and no immediate health hazard will be caused by the delay.
(l) Exceptions. Requests for exceptions to one or more of the requirements in this subchapter shall be considered on an individual basis. Any water system which requests an exception must demonstrate to the satisfaction of the executive director that the exception will not compromise the public health or result in a degradation of service or water quality.
(1) The exception must be requested in writing and must be substantiated by carefully documented data. The re-quest for an exception shall precede the submission of engineering plans and specifications for a proposed project for which an exception is being requested.
(2) Any exception granted by the commission is subject to revocation.
(3) Any request for an exception which is not approved by the commission in writing is denied.
(4) The executive director may establish site specific design, operation, maintenance, and reporting requirements for systems that have been issued an exception to the subchapter.
(m) Notification of system startup or reactivation. The owner or responsible official must provide written notifica-tion to the commission of the startup of a new public water supply system or reactivation of an existing public water supply system. This notification must be made immediately upon meeting the definition of a public water system as defined in § 290.38 of this title.
(n) The commission may require the owner or operator of a public drinking water supply system that was con-structed without the approval required by THSC, § 341.035, that has a history of noncompliance with THSC, Chapter 341, Subchapter C or commission rules, or that is subject to a commission enforcement action to take the following action:
(1) provide the executive director with a business plan that demonstrates that the system has available the finan-cial, managerial, and technical resources adequate to ensure future operation of the system in accordance with appli-cable laws and rules. The business plan must fulfill all the requirements for a business plan as set forth in subsection (f) of this section;
(2) provide adequate financial assurance of the ability to operate the system in accordance with applicable laws and rules. The executive director will set the amount of the financial assurance, after the business plan has been re-viewed and approved by the executive director.
(A) The amount of the financial assurance will equal the difference between the amount of projected system rev-enues and the projected cash needs for the period of time prescribed by the executive director.
(B) The form of the financial assurance will be as specified in Chapter 37, Subchapter O of this title and will be as specified by the executive director.
(C) If the executive director relies on rate increases or customer surcharges as the form of financial assurance, such funds shall be deposited in an escrow account as specified in Chapter 37, Subchapter O of this title and released only with the approval of the executive director.
(o) Emergency Preparedness Plans for Affected Utilities.
(1) Each public water system that is also an affected utility and that exists as of November 1, 2011 is required to adopt and submit to the executive director an emergency preparedness plan in accordance with § 290.45 of this title and using the template in Appendix J of § 290.47 of this title or another emergency preparedness plan that meets the requirements of this subchapter no later than February 1, 2012. Emergency preparedness plans are required to be prepared under the direction of a licensed professional engineer when an affected utility has been granted or is re-questing an alternative capacity requirement in accordance with § 290.45(g) of this title, or is requesting to meet the requirements of TWC, § 13.1395, as an alternative to any rule requiring elevated storage, or as determined by the ex-ecutive director on a case by case basis.
(2) Each affected utility that supplies, provides, or conveys surface water to wholesale customers shall include in its emergency preparedness plan under this subsection provisions for the actual installation and maintenance of au-tomatically starting auxiliary generators or distributive generation facilities for each raw water intake pump station, water treatment plant, pump station, and pressure facility necessary to provide water to its wholesale customers.
(3) The executive director shall review an emergency preparedness plan submitted under this subsection. If the executive director determines that the plan is not acceptable, the executive director shall recommend changes to the plan. The executive director must make its recommendations on or before the 90th day after the executive director receives the plan. In accordance with the commission rules, an emergency preparedness plan must include one of the options listed in § 290.45(h)(1)(A) - (H) of this title.
(4) Not later than June 1, 2012, each affected utility shall implement the emergency preparedness plan approved by the executive director.
(5) An affected utility may file with the executive director a written request for an extension not to exceed 90 days, of the date by which the affected utility is required under this subsection to submit the affected utility's emer-gency preparedness plan or of the date by which the affected utility is required under this subsection to implement the affected utility's emergency preparedness plan. The executive director may approve the requested extension for good cause shown.
(6) The executive director may grant a waiver of the requirements for emergency preparedness plans to an af-fected utility if the executive director determines that compliance with this section will cause a significant financial burden on customers of the affected utility. The affected utility shall submit financial, managerial, and technical in-formation as requested by the executive director to demonstrate the financial burden.
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